CFTC Charges Accounting Firms McGladrey & Pullen, LLP and Altschuler, Melvoin & Glasser LLP, and Partner G. Victor Johnson II with Failure to Audit Properly Sentinel Management Group, Inc. Other enforcement

CFTC release 5916-10 · 2010-10-05 · view on cftc.gov ↗

Key facts

Release number: 5916-10
Release date: 2010-10-05
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5916-10

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.