# Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet

> CFTC release 5928-10 · 2010-10-30 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 5928-10
- **Release date:** 2010-10-30
- **Type:** Other enforcement
- **Title:** Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5928-10

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5928-10, "Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues to Meet", 2010-10-30. Retrieved via AI Analytics 2026-07-08 from https://api.ai-analytics.org/cftc-action/5928-10.

---

*[CFTC actions dataset](/datasets/cftc-actions) · CC0 1.0*