CFTC, SEC Staff to Host Joint Public Roundtable to Discuss Issues Related to Capital and Margin for Swaps and Security-Based Swaps Other enforcement

CFTC release 5944-10 · 2010-12-07 · view on cftc.gov ↗

Key facts

Release number
5944-10
Release date
2010-12-07
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5944-10

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.