# CFTC Issues Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements for Pre-Enactment and Transition Swaps

> CFTC release 6019-11 · 2011-04-13 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 6019-11
- **Release date:** 2011-04-13
- **Type:** Other enforcement
- **Title:** CFTC Issues Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements for Pre-Enactment and Transition Swaps
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6019-11

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6019-11, "CFTC Issues Notice of Proposed Rulemaking on Swap Data Recordkeeping and Reporting Requirements for Pre-Enactment and Transition Swaps", 2011-04-13. Retrieved via AI Analytics 2026-05-23 from https://api.ai-analytics.org/cftc-action/6019-11.

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