CFTC Charges Neal E. Hall of North Carolina with Registration and Disclosure Violations Registration / supervisory violation

CFTC release 6049-11 · 2011-06-08 · view on cftc.gov ↗

Key facts

Release number
6049-11
Release date
2011-06-08
Type
Registration / supervisory violation
Primary source
https://www.cftc.gov/PressRoom/PressReleases/6049-11

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.