# CFTC Staff to Host Public Roundtable to Discuss Proposed Changes to Registration and Compliance Regime for Commodity Pool Operators and Commodity Trading Advisors

> CFTC release 6060-11 · 2011-06-29 · **Commodity pool fraud** · ENFORCEMENT

## Key facts

- **Release number:** 6060-11
- **Release date:** 2011-06-29
- **Type:** Commodity pool fraud
- **Title:** CFTC Staff to Host Public Roundtable to Discuss Proposed Changes to Registration and Compliance Regime for Commodity Pool Operators and Commodity Trading Advisors
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6060-11

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6060-11, "CFTC Staff to Host Public Roundtable to Discuss Proposed Changes to Registration and Compliance Regime for Commodity Pool Operators and Commodity Trading Advisors", 2011-06-29. Retrieved via AI Analytics 2026-07-06 from https://api.ai-analytics.org/cftc-action/6060-11.

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