Texas Federal Court Issues Order Freezing Assets of Mark Rice and His Houston Company, Financial Robotics Other enforcement

CFTC release 6067-11 · 2011-07-08 · view on cftc.gov ↗

Key facts

Release number
6067-11
Release date
2011-07-08
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/6067-11

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.