CFTC and SEC Staffs to Host Public Roundtable to Discuss International Issues relating to the Implementation of Title VII of the Dodd-Frank Act Other enforcement

CFTC release 6076-11 · 2011-07-22 · view on cftc.gov ↗

Key facts

Release number: 6076-11
Release date: 2011-07-22
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6076-11

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.