CFTC Settles False Reporting Charges against Mark Vanderploeg and his Companies Involving Grain Elevators and Cooperatives in Five Midwestern States Settlement

CFTC release 6158-11 · 2011-12-15 · view on cftc.gov ↗

Key facts

Release number: 6158-11
Release date: 2011-12-15
Type: Settlement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6158-11

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.