# J.P. Morgan Securities LLC Agrees to Pay $140,000 Penalty for Confirming the Execution of a Prearranged Trade on the CBOT

> CFTC release 6198-12 · 2012-03-09 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 6198-12
- **Release date:** 2012-03-09
- **Type:** Other enforcement
- **Title:** J.P. Morgan Securities LLC Agrees to Pay $140,000 Penalty for Confirming the Execution of a Prearranged Trade on the CBOT
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6198-12

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6198-12, "J.P. Morgan Securities LLC Agrees to Pay $140,000 Penalty for Confirming the Execution of a Prearranged Trade on the CBOT", 2012-03-09. Retrieved via AI Analytics 2026-07-16 from https://api.ai-analytics.org/cftc-action/6198-12.

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