CFTC’s Division of Swap Dealer and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators Commodity pool fraud

CFTC release 6201-12 · 2012-03-13 · view on cftc.gov ↗

Key facts

Release number
6201-12
Release date
2012-03-13
Type
Commodity pool fraud
Primary source
https://www.cftc.gov/PressRoom/PressReleases/6201-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.