CFTC Orders Chicago Futures Commission Merchant FCStone, LLC and New York Introducing Broker Commodity Operations Inc. to Pay $260,000 for Supervision Violations Other enforcement

CFTC release 6205-12 · 2012-03-14 · view on cftc.gov ↗

Key facts

Release number: 6205-12
Release date: 2012-03-14
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6205-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.