Federal Court in California Orders Forex Liquidity LLC to Pay $400,000 for Failing to Maintain Required Net Capital and Books and Records Other enforcement

CFTC release 6240-12 · 2012-04-24 · view on cftc.gov ↗

Key facts

Release number: 6240-12
Release date: 2012-04-24
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6240-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.