CFTC Charges Jose S. Rubio and his Florida firm, Rubio Wealth Management, LLC, with Commodity Pool Fraud Fraud

CFTC release 6277-12 · 2012-06-08 · view on cftc.gov ↗

Key facts

Release number
6277-12
Release date
2012-06-08
Type
Fraud
Primary source
https://www.cftc.gov/PressRoom/PressReleases/6277-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.