CFTC Issues Final Order Amending the Effective Date for Swap Regulation Order Issued on July 14, 2011 Other enforcement

CFTC release 6296-12 · 2012-07-04 · view on cftc.gov ↗

Key facts

Release number
6296-12
Release date
2012-07-04
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/6296-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.