CFTC’s Division of Market Oversight Issues Temporary No-Action Relief to Non-Clearing Swap Dealers to Comply with Large Trader Reporting Requirements for Physical Commodity Swaps and Swaptions Other enforcement

CFTC release 6306-12 · 2012-07-19 · view on cftc.gov ↗

Key facts

Release number: 6306-12
Release date: 2012-07-19
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6306-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.