CFTC’s Division of Swap Dealer and Intermediary Oversight Responds to Questions Regarding Recent Amendments to Compliance Obligations for Commodity Pool Operators and Commodity Trading Advisors Commodity pool fraud

CFTC release 6326-12 · 2012-08-15 · view on cftc.gov ↗

Key facts

Release number: 6326-12
Release date: 2012-08-15
Type: Commodity pool fraud
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6326-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.