# Federal Court Orders Martin B. Rosenthal to Pay $1.2 Million for Aiding and Abetting the Making of False Statements to the NFA, Failing to Register as a Commodity Trading Advisor, and Violating a Previous CFTC Order

> CFTC release 6373-12 · 2012-09-29 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 6373-12
- **Release date:** 2012-09-29
- **Type:** Other enforcement
- **Title:** Federal Court Orders Martin B. Rosenthal to Pay $1.2 Million for Aiding and Abetting the Making of False Statements to the NFA, Failing to Register as a Commodity Trading Advisor, and Violating a Previous CFTC Order
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6373-12

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6373-12, "Federal Court Orders Martin B. Rosenthal to Pay $1.2 Million for Aiding and Abetting the Making of False Statements to the NFA, Failing to Register as a Commodity Trading Advisor, and Violating a Previous CFTC Order", 2012-09-29. Retrieved via AI Analytics 2026-07-19 from https://api.ai-analytics.org/cftc-action/6373-12.

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