# CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds and Supervision Failures

> CFTC release 6379-12 · 2012-10-11 · **Settlement** · ENFORCEMENT

## Key facts

- **Release number:** 6379-12
- **Release date:** 2012-10-11
- **Type:** Settlement
- **Title:** CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds and Supervision Failures
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6379-12

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6379-12, "CFTC Orders Farr Financial Inc. to Pay $280,000 to Settle Charges of Improper Investment of Customer Segregated Funds and Supervision Failures", 2012-10-11. Retrieved via AI Analytics 2026-07-17 from https://api.ai-analytics.org/cftc-action/6379-12.

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