CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time Limited No-Action Letters for Operators of Certain Funds of Funds Other enforcement

CFTC release 6435-12 · 2012-12-01 · view on cftc.gov ↗

Key facts

Release number: 6435-12
Release date: 2012-12-01
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6435-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.