CFTC’s Division of Market Oversight Provides Swap Dealers With Swap Data Reporting Relief With Respect To Equity Swaps, Foreign Exchange Swaps and Other Commodity Swaps, Due to Effects of Hurricane Sandy Other enforcement

CFTC release 6446-12 · 2012-12-06 · view on cftc.gov ↗

Key facts

Release number: 6446-12
Release date: 2012-12-06
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6446-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.