# CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Part 20 Reporting Entities Regarding Identifying Information and for Part 45 & Part 46 Reporting Counterparties Regarding Legal Entity Identifiers & Other Identifying Information

> CFTC release 6456-12 · 2012-12-11 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 6456-12
- **Release date:** 2012-12-11
- **Type:** Other enforcement
- **Title:** CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Part 20 Reporting Entities Regarding Identifying Information and for Part 45 & Part 46 Reporting Counterparties Regarding Legal Entity Identifiers & Other Identifying Information
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6456-12

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6456-12, "CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Part 20 Reporting Entities Regarding Identifying Information and for Part 45 & Part 46 Reporting Counterparties Regarding Legal Entity Identifiers & Other Identifying Information", 2012-12-11. Retrieved via AI Analytics 2026-07-15 from https://api.ai-analytics.org/cftc-action/6456-12.

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