CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from the Post-Allocation Swap Timing Requirement of § 45.3(e)(ii)(A) of the Commission’s Regulations Other enforcement

CFTC release 6461-12 · 2012-12-14 · view on cftc.gov ↗

Key facts

Release number: 6461-12
Release date: 2012-12-14
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6461-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.