CFTC’s Division of Clearing and Risk Issues No-Action Letter for Japan Securities Clearing Corporation and its Clearing Participants Other enforcement

CFTC release 6467-12 · 2012-12-19 · view on cftc.gov ↗

Key facts

Release number: 6467-12
Release date: 2012-12-19
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6467-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.