# CFTC’s Office of the General Counsel Issues Time-Limited, No-Action Relief for Compo Equity Total Return Swaps

> CFTC release 6481-12 · 2012-12-22 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 6481-12
- **Release date:** 2012-12-22
- **Type:** Other enforcement
- **Title:** CFTC’s Office of the General Counsel Issues Time-Limited, No-Action Relief for Compo Equity Total Return Swaps
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6481-12

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6481-12, "CFTC’s Office of the General Counsel Issues Time-Limited, No-Action Relief for Compo Equity Total Return Swaps", 2012-12-22. Retrieved via AI Analytics 2026-07-08 from https://api.ai-analytics.org/cftc-action/6481-12.

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