CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Further No-Action Relief for Certain U.S. Banks Wholly Owned by Non-U.S. Swap Dealers, for Purposes of Making Calculations Under the Swap Dealer Definition Other enforcement

CFTC release 6488-12 · 2013-01-01 · view on cftc.gov ↗

Key facts

Release number: 6488-12
Release date: 2013-01-01
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6488-12

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.