CFTC’s Division of Market Oversight Issues Advisory Providing Guidance to Reporting Markets on How to Submit Block Trade Volume Data Other enforcement

CFTC release 6583-13 · 2013-05-09 · view on cftc.gov ↗

Key facts

Release number: 6583-13
Release date: 2013-05-09
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6583-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.