# CFTC Orders FCStone LLC to Pay a $1.5 Million Civil Monetary Penalty for Failing to Have Risk Controls, in Violation of Supervision Obligations

> CFTC release 6594-13 · 2013-05-30 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 6594-13
- **Release date:** 2013-05-30
- **Type:** Other enforcement
- **Title:** CFTC Orders FCStone LLC to Pay a $1.5 Million Civil Monetary Penalty for Failing to Have Risk Controls, in Violation of Supervision Obligations
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6594-13

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6594-13, "CFTC Orders FCStone LLC to Pay a $1.5 Million Civil Monetary Penalty for Failing to Have Risk Controls, in Violation of Supervision Obligations", 2013-05-30. Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/cftc-action/6594-13.

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