CFTC Files Complaint against U.S. Bank, N.A. Alleging Unlawful Use of Peregrine Financial Group, Inc.’s Customer Segregated Funds and Violation of Customer Segregation Laws Other enforcement

CFTC release 6601-13 · 2013-06-06 · view on cftc.gov ↗

Key facts

Release number: 6601-13
Release date: 2013-06-06
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6601-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.