CFTC’s Division of Clearing and Risk Issues No-Action Letter for Corporación Andina de Fomento Other enforcement

CFTC release 6605-13 · 2013-06-11 · view on cftc.gov ↗

Key facts

Release number
6605-13
Release date
2013-06-11
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/6605-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.