CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief to Banks Having Assets of Less Than $10 Billion from the Board Approval Requirement of the CEA and the End-User Exception to the Clearing Requirement Other enforcement

CFTC release 6606-13 · 2013-06-11 · view on cftc.gov ↗

Key facts

Release number: 6606-13
Release date: 2013-06-11
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6606-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.