# CFTC Files Enforcement Action against Arizona Resident for Issuing False Account Statements and Operating as an Unregistered Commodity Pool Operator

> CFTC release 6609-13 · 2013-06-13 · **Commodity pool fraud** · ENFORCEMENT

## Key facts

- **Release number:** 6609-13
- **Release date:** 2013-06-13
- **Type:** Commodity pool fraud
- **Title:** CFTC Files Enforcement Action against Arizona Resident for Issuing False Account Statements and Operating as an Unregistered Commodity Pool Operator
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6609-13

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6609-13, "CFTC Files Enforcement Action against Arizona Resident for Issuing False Account Statements and Operating as an Unregistered Commodity Pool Operator", 2013-06-13. Retrieved via AI Analytics 2026-05-24 from https://api.ai-analytics.org/cftc-action/6609-13.

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