CFTC Charges North Carolina Resident James A. Shepherd and James A. Shepherd, Inc. with Commodity Pool Fraud Fraud

CFTC release 6610-13 · 2013-06-18 · view on cftc.gov ↗

Key facts

Release number
6610-13
Release date
2013-06-18
Type
Fraud
Primary source
https://www.cftc.gov/PressRoom/PressReleases/6610-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.