# CFTC Orders ABN AMRO Clearing Chicago LLC to Pay $1 Million to Settle Charges of Segregated and Secured Fund Deficiencies, a Minimum Net Capital Violation, Books and Records Violation, and Supervision Failures

> CFTC release 6614-13 · 2013-06-20 · **Settlement** · ENFORCEMENT

## Key facts

- **Release number:** 6614-13
- **Release date:** 2013-06-20
- **Type:** Settlement
- **Title:** CFTC Orders ABN AMRO Clearing Chicago LLC to Pay $1 Million to Settle Charges of Segregated and Secured Fund Deficiencies, a Minimum Net Capital Violation, Books and Records Violation, and Supervision Failures
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6614-13

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6614-13, "CFTC Orders ABN AMRO Clearing Chicago LLC to Pay $1 Million to Settle Charges of Segregated and Secured Fund Deficiencies, a Minimum Net Capital Violation, Books and Records Violation, and Supervision Failures", 2013-06-20. Retrieved via AI Analytics 2026-07-20 from https://api.ai-analytics.org/cftc-action/6614-13.

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