# CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Concerning Terms that May Be Excluded from Portfolio Reconciliation

> CFTC release 6622-13 · 2013-06-27 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 6622-13
- **Release date:** 2013-06-27
- **Type:** Other enforcement
- **Title:** CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Concerning Terms that May Be Excluded from Portfolio Reconciliation
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6622-13

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6622-13, "CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Concerning Terms that May Be Excluded from Portfolio Reconciliation", 2013-06-27. Retrieved via AI Analytics 2026-07-11 from https://api.ai-analytics.org/cftc-action/6622-13.

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