CFTC’s Division of Market Oversight Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From Compliance With Reporting Obligations Other enforcement

CFTC release 6625-13 · 2013-06-27 · view on cftc.gov ↗

Key facts

Release number: 6625-13
Release date: 2013-06-27
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6625-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.