CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief Permitting Part 45 and Part 46 Reporting Counterparties to Mask Legal Entity Identifiers, Other Enumerated Identifiers and Other Identifying Terms, and Permitting Part 20... Other enforcement

CFTC release 6634-13 · 2013-06-29 · view on cftc.gov ↗

Key facts

Release number: 6634-13
Release date: 2013-06-29
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6634-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.