CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from the Prohibition of Aggregation Under § 43.6(h)(6) for Large Notional Off-Facility Swaps Other enforcement

CFTC release 6654-13 · 2013-07-31 · view on cftc.gov ↗

Key facts

Release number: 6654-13
Release date: 2013-07-31
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6654-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.