CFTC Division of Clearing and Risk Issues Notice Regarding Expiration of Cross-Border Exemptive Relief from the Clearing Requirement Other enforcement

CFTC release 6657-13 · 2013-08-01 · view on cftc.gov ↗

Key facts

Release number: 6657-13
Release date: 2013-08-01
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6657-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.