# CFTC’s Division of Market Oversight Issues an Amendment to Previously Issued No-Action Relief for Certain Commodity Trading Advisors and Investment Advisors from the Prohibition of Aggregation for Large Notional Off-Facility Swaps

> CFTC release 6660-13 · 2013-08-07 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 6660-13
- **Release date:** 2013-08-07
- **Type:** Other enforcement
- **Title:** CFTC’s Division of Market Oversight Issues an Amendment to Previously Issued No-Action Relief for Certain Commodity Trading Advisors and Investment Advisors from the Prohibition of Aggregation for Large Notional Off-Facility Swaps
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6660-13

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6660-13, "CFTC’s Division of Market Oversight Issues an Amendment to Previously Issued No-Action Relief for Certain Commodity Trading Advisors and Investment Advisors from the Prohibition of Aggregation for Large Notional Off-Facility Swaps", 2013-08-07. Retrieved via AI Analytics 2026-07-17 from https://api.ai-analytics.org/cftc-action/6660-13.

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