CFTC Orders Vision Financial Markets LLC to Pay a $140,000 Civil Monetary Penalty for Failing to Diligently Supervise its Employees Other enforcement

CFTC release 6706-13 · 2013-09-25 · view on cftc.gov ↗

Key facts

Release number: 6706-13
Release date: 2013-09-25
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6706-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.