CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Temporarily Registered Swap Execution Facilities from Commission Regulation 37.6(b) for Non-Cleared Swaps Other enforcement

CFTC release 6727-13 · 2013-10-01 · view on cftc.gov ↗

Key facts

Release number: 6727-13
Release date: 2013-10-01
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6727-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.