CFTC’s Division of Market Oversight Issues Extension of Certain Time-Limited No-Action Relief Regarding Swap Execution Facilities Provided by CFTC No-Action Letter Nos. 13-55 (amended), 13-56 and 13-58 for Swaps in the Foreign Exchange Asset Class Other enforcement

CFTC release 6761-13 · 2013-11-02 · view on cftc.gov ↗

Key facts

Release number: 6761-13
Release date: 2013-11-02
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6761-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.