CFTC Staff Issues an Extension of a Time-Limited No-Action Relief to Japan Securities Clearing Corporation and Its Qualifying Participants and Affiliates Other enforcement

CFTC release 6799-13 · 2013-12-20 · view on cftc.gov ↗

Key facts

Release number: 6799-13
Release date: 2013-12-20
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6799-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.