# CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from Certain Requirements of Part 45 and Part 46 of the Commission’s Regulations, for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada

> CFTC release 6803-13 · 2013-12-21 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 6803-13
- **Release date:** 2013-12-21
- **Type:** Other enforcement
- **Title:** CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from Certain Requirements of Part 45 and Part 46 of the Commission’s Regulations, for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6803-13

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6803-13, "CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from Certain Requirements of Part 45 and Part 46 of the Commission’s Regulations, for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada", 2013-12-21. Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/cftc-action/6803-13.

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