CFTC’s Division of Market Oversight Provides Conditional Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited Other enforcement

CFTC release 6804-13 · 2013-12-21 · view on cftc.gov ↗

Key facts

Release number: 6804-13
Release date: 2013-12-21
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6804-13

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.