CFTC Approves Request for Comment on Application of Commission Regulations to U.S. Activities of Non-U.S. Swap Dealers Other enforcement

CFTC release 6817-14 · 2014-01-04 · view on cftc.gov ↗

Key facts

Release number
6817-14
Release date
2014-01-04
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/6817-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.