CFTC Staff Issues No-Action Relief from the Limitation on the Holding of Customer Funds Outside of the United States under Regulation 30.7(c) Other enforcement

CFTC release 6823-14 · 2014-01-14 · view on cftc.gov ↗

Key facts

Release number: 6823-14
Release date: 2014-01-14
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6823-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.