CFTC Staff Issues Exemptive and Interpretative Letters to Nadex and Commission Amends Nadex Derivatives Clearing Organization Registration Order Registration / supervisory violation

CFTC release 6833-14 · 2014-01-18 · view on cftc.gov ↗

Key facts

Release number: 6833-14
Release date: 2014-01-18
Type: Registration / supervisory violation
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6833-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.