# Capital Market Services, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules

> CFTC release 6908-14 · 2014-04-08 · **Settlement** · ENFORCEMENT

## Key facts

- **Release number:** 6908-14
- **Release date:** 2014-04-08
- **Type:** Settlement
- **Title:** Capital Market Services, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6908-14

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6908-14, "Capital Market Services, LLC Ordered to Pay $275,000 Penalty to Settle CFTC Charges of Violating Minimum Financial Requirement Rules", 2014-04-08. Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/cftc-action/6908-14.

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